SFC Licences of CHAN Lui 陳磊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhonghui International Futures Company Limited 中輝國際期貨有限公司 RE 2 30 October 2018
CNI Securities Group Limited 中國北方證券集團有限公司 RE 2 02 May 2012 18 March 2013
CNI Securities Group Limited 中國北方證券集團有限公司 RE 1 02 May 2012 18 March 2013
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 27 September 2011 01 November 2011
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 27 September 2011 01 November 2011
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 27 September 2011 01 November 2011
CNI Securities Group Limited 中國北方證券集團有限公司 RE 1 22 December 2010 15 September 2011
South China Securities Limited 南華證券投資有限公司 RE 1 06 May 2010 20 December 2010