SFC Licences of LIU Ka Ki 廖嘉琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 May 2013 | 07 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 May 2013 | 07 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 December 2011 | 02 May 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 May 2010 | 02 May 2012 |