SFC Licences of PHELPS Jacob Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 02 September 2019 | 30 September 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 02 September 2019 | 30 September 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 01 February 2016 | 17 November 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 01 February 2016 | 17 November 2017 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RO | 2 | 08 April 2015 | 29 July 2016 |
| SG Asset Finance (Hong Kong) Limited | RO | 2 | 08 April 2015 | 29 April 2016 |
| SG Asset Finance (Hong Kong) Limited | RO | 1 | 08 April 2015 | 29 April 2016 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 07 May 2010 | 08 April 2015 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 07 May 2010 | 08 April 2015 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 07 May 2010 | 08 April 2015 |