SFC Licences of LAI Zhiyong 賴智勇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 04 March 2020 | 31 October 2021 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 04 March 2020 | 31 October 2021 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 24 November 2017 | 16 November 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 24 November 2017 | 16 November 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 24 November 2017 | 16 November 2019 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 01 September 2016 | 02 May 2017 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 08 August 2016 | 02 May 2017 |
| UBS Securities Asia Limited | RE | 1 | 19 August 2013 | 20 May 2016 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 12 May 2010 | 04 August 2011 |