SFC Licences of LUI Chung Ting 呂仲庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 14 February 2024 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 14 February 2024 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 22 March 2023 | 27 January 2024 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 22 March 2023 | 27 January 2024 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 22 February 2013 | 02 December 2022 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 17 May 2011 | 02 December 2022 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 10 May 2010 | 27 April 2011 |