SFC Licences of YUNG Lik Hang 翁力行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prior Asset Management Limited 昇悅資產管理有限公司 | RO | 9 | 13 December 2022 | |
| Prior Asset Management Limited 昇悅資產管理有限公司 | RO | 4 | 13 December 2022 | |
| Prior Securities Limited 昇悅證券有限公司 | RO | 1 | 19 September 2022 | |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 19 October 2021 | 20 March 2022 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 19 October 2021 | 20 March 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 15 March 2021 | 14 May 2021 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 15 March 2021 | 14 May 2021 |
| iBest Investment Services Limited | RE | 3 | 18 July 2017 | 25 January 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 26 April 2011 | 12 December 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 13 May 2010 | 08 February 2021 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 13 May 2010 | 08 February 2021 |