SFC Licences of HOU Lingzhong 侯凌中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 9 | 03 March 2016 | |
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 4 | 03 March 2016 | |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 6 | 22 April 2015 | 16 February 2016 |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 22 April 2015 | 16 February 2016 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 25 July 2013 | 14 March 2015 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 10 May 2010 | 30 June 2012 |