SFC Licences of HOU Lingzhong 侯凌中

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 RE 9 03 March 2016
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 RE 4 03 March 2016
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 22 April 2015 16 February 2016
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 22 April 2015 16 February 2016
Haitong International Research Limited 海通國際研究有限公司 RE 4 25 July 2013 14 March 2015
Haitong International Research Limited 海通國際研究有限公司 RE 4 10 May 2010 30 June 2012