SFC Licences of CHEN Wen-Chin 陳玟瑾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 24 May 2018 | |
UBS Securities Asia Limited | RE | 4 | 21 March 2018 | 26 March 2018 |
UBS Securities Asia Limited | RE | 4 | 19 January 2018 | 02 February 2018 |
UBS Securities Asia Limited | RE | 4 | 18 May 2010 | 27 June 2017 |