SFC Licences of TANG Pak Kee 鄧伯基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 9 | 10 December 2021 | 01 November 2022 |
Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 4 | 10 December 2021 | 01 November 2022 |
Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 1 | 10 December 2021 | 01 November 2022 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 27 August 2020 | 25 November 2020 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 27 August 2020 | 25 November 2020 |
Lamtex Securities Limited 林達證券有限公司 | RE | 9 | 16 December 2019 | 15 July 2020 |
Lamtex Securities Limited 林達證券有限公司 | RE | 4 | 16 December 2019 | 15 July 2020 |
Lamtex Securities Limited 林達證券有限公司 | RE | 1 | 16 December 2019 | 15 July 2020 |
VMS Asset Management Limited 鼎珮資產管理有限公司 | RE | 9 | 11 February 2019 | 14 July 2019 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 12 March 2018 | 14 July 2019 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 12 March 2018 | 14 July 2019 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 12 March 2018 | 20 March 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 May 2010 | 05 April 2011 |