SFC Licences of LI Tak Mui 李德妹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 03 April 2023 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 03 April 2023 | |
| Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 28 December 2012 | 24 March 2023 |
| Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 28 December 2012 | 24 March 2023 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 12 January 2012 | 30 November 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 12 January 2012 | 30 November 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 31 March 2011 | 29 December 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 October 2010 | 29 December 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 01 June 2010 | 01 October 2010 |