SFC Licences of LUK King Man 陸敬文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 06 June 2012 | 14 August 2013 |
CLSA Premium International (HK) Limited | RE | 3 | 06 June 2012 | 14 August 2013 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 11 May 2010 | 01 January 2011 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 11 May 2010 | 01 January 2011 |