SFC Licences of WANG Loke Kiat

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HPS Investment Partners (HK), Limited RO 1 21 December 2021
HPS Investment Partners (HK), Limited RO 9 08 August 2019
HPS Investment Partners (HK), Limited RE 9 01 March 2019 08 August 2019
Morgan Stanley Hong Kong Securities Limited RO 2 13 March 2014 13 November 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 13 March 2014 13 November 2018
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 13 March 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 20 May 2010 13 March 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 20 May 2010 05 September 2013
Morgan Stanley Hong Kong Futures Limited RE 2 20 May 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 7 20 May 2010 06 December 2010