SFC Licences of WANG Loke Kiat
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HPS Investment Partners (HK), Limited | RO | 1 | 21 December 2021 | |
HPS Investment Partners (HK), Limited | RO | 9 | 08 August 2019 | |
HPS Investment Partners (HK), Limited | RE | 9 | 01 March 2019 | 08 August 2019 |
Morgan Stanley Hong Kong Securities Limited | RO | 2 | 13 March 2014 | 13 November 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 13 March 2014 | 13 November 2018 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 13 March 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 May 2010 | 13 March 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 20 May 2010 | 05 September 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 20 May 2010 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 20 May 2010 | 06 December 2010 |