SFC Licences of BIAN Yuan 邊源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 03 August 2020 | 05 February 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 03 August 2020 | 05 February 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 03 August 2020 | 05 February 2021 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 20 November 2019 | 18 February 2020 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 12 July 2018 | 26 October 2019 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 12 July 2018 | 26 October 2019 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 12 July 2018 | 26 October 2019 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2014 | 29 April 2016 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 20 May 2010 | 21 March 2014 |