SFC Licences of BIAN Yuan 邊源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Capital Limited 海通國際資本有限公司 RE 6 03 August 2020 05 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 03 August 2020 05 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 03 August 2020 05 February 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 20 November 2019 18 February 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 12 July 2018 26 October 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 12 July 2018 26 October 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 12 July 2018 26 October 2019
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 01 April 2014 29 April 2016
CCB International Securities Limited 建銀國際證券有限公司 RE 4 20 May 2010 21 March 2014