SFC Licences of CHAN Man Hung, Ivan 陳文洪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 14 September 2018 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 14 September 2018 | |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 27 August 2018 | 02 September 2018 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 27 August 2018 | 02 September 2018 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 27 August 2018 | 02 September 2018 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RO | 2 | 17 August 2013 | 20 August 2014 |
HSBC Futures (Singapore) Pte Ltd | RO | 5 | 05 December 2011 | 23 March 2012 |
HSBC Futures (Singapore) Pte Ltd | RO | 2 | 05 December 2011 | 23 March 2012 |
HSBC Corporate Finance (Hong Kong) Limited | RO | 2 | 05 December 2011 | 09 March 2012 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 17 May 2010 | 05 December 2011 |