SFC Licences of KOU Chung Yin, Mariana 高頌妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 December 2012 | 30 November 2019 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 17 May 2010 | 24 December 2012 |