SFC Licences of CHAN Tze Ying, Charlotte 陳芷瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 24 December 2019 01 December 2023
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 10 March 2016 30 April 2018
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 20 May 2015 30 April 2018
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 20 May 2015 30 April 2018
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 17 May 2010 30 April 2015