SFC Licences of NG Cardon Hsi Tsun 吳書雋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 | RO | 1 | 16 September 2022 | 31 March 2023 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 | RE | 1 | 10 August 2022 | 16 September 2022 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 2 | 11 May 2020 | 28 February 2022 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 1 | 11 May 2020 | 28 February 2022 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 24 February 2020 | 11 May 2020 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 24 February 2020 | 11 May 2020 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RO | 2 | 02 July 2019 | 27 January 2020 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RO | 1 | 02 July 2019 | 27 January 2020 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 10 September 2010 | 02 July 2019 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 01 June 2010 | 02 July 2019 |