SFC Licences of HO Ryan Kai Yan M. 何啟仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 12 March 2024 | |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 12 March 2024 | |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 16 December 2019 | 29 February 2024 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 16 December 2019 | 29 February 2024 |
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RE | 2 | 21 August 2019 | 14 September 2019 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 21 August 2019 | 14 September 2019 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 30 May 2011 | 18 July 2019 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 01 June 2010 | 18 July 2019 |