SFC Licences of HATHEWAY Lawrence Howell
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 1 | 04 March 2019 | 08 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 20 May 2010 | 21 April 2015 |