SFC Licences of YU Nga Chi 余雅芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OnePlatform Securities Limited 環一證券有限公司 | RE | 1 | 31 January 2020 | |
| uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 24 October 2019 | 03 January 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 14 September 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 26 April 2017 | 14 September 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 April 2017 | 02 October 2017 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 01 June 2011 | 31 March 2017 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 01 June 2011 | 31 March 2017 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 1 | 14 May 2010 | 09 May 2011 |