SFC Licences of MOK Wai Fan 莫惠芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Chief Commodities Limited 致富期貨商品有限公司 RE 2 24 May 2021
Chief Securities Limited 致富證券有限公司 RE 9 12 January 2021
Chief Securities Limited 致富證券有限公司 RE 4 12 January 2021
Chief Securities Limited 致富證券有限公司 RE 1 12 January 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 9 10 May 2018 23 December 2020
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 4 10 May 2018 23 December 2020
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 10 May 2018 23 December 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 08 April 2015 26 August 2015
Success Securities Limited 實德證券有限公司 RE 1 22 June 2010 25 March 2015