SFC Licences of MOK Wai Fan 莫惠芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 24 May 2021 | |
Chief Securities Limited 致富證券有限公司 | RE | 9 | 12 January 2021 | |
Chief Securities Limited 致富證券有限公司 | RE | 4 | 12 January 2021 | |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 12 January 2021 | |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 9 | 10 May 2018 | 23 December 2020 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 4 | 10 May 2018 | 23 December 2020 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 10 May 2018 | 23 December 2020 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 08 April 2015 | 26 August 2015 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 22 June 2010 | 25 March 2015 |