SFC Licences of CHAU Ka Wing 周家榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alpha International Securities (HONG KONG) Limited 阿爾法國際證券(香港)有限公司
RO 1, 2, 4 07 October 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RO 1, 2, 4 29 November 2017 26 April 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 4 15 January 2015 29 November 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 2 12 December 2014 29 November 2017
Longrun Financial Group Limited 朗潤金融集團有限公司
RE 2 08 May 2014 22 November 2014
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 2 21 June 2011 03 May 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 06 July 2010 03 May 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 08 June 2010 03 May 2011