SFC Licences of CHAU Ka Wing 周家榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alpha International Securities (HONG KONG) Limited 阿爾法國際證券(香港)有限公司 |
RO | 1, 2, 4 | 07 October 2021 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | 1, 2, 4 | 29 November 2017 | 26 April 2019 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RE | 1, 4 | 15 January 2015 | 29 November 2017 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RE | 2 | 12 December 2014 | 29 November 2017 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
RE | 2 | 08 May 2014 | 22 November 2014 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RE | 1, 2 | 21 June 2011 | 03 May 2014 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 06 July 2010 | 03 May 2011 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 08 June 2010 | 03 May 2011 |