SFC Licences of LI Nan 李南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 04 December 2013 26 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 04 December 2013 26 October 2016
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 4 20 May 2010 10 April 2013