SFC Licences of LIU Chris Yang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CPPIB Credit Investments Asia Limited | RE | 1 | 21 March 2022 | |
| CPPIB Asia Inc. | RE | 1 | 10 May 2019 | 21 March 2022 |
| Moelis & Company Asia Limited 美馳亞洲有限公司 | RE | 6 | 22 December 2014 | 28 July 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 04 September 2014 | 28 October 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 18 June 2012 | 04 July 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 18 June 2012 | 04 July 2014 |
| Merrill Lynch Far East Limited | RE | 6 | 01 June 2010 | 15 March 2012 |
| Merrill Lynch Far East Limited | RE | 4 | 01 June 2010 | 15 March 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 01 June 2010 | 15 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 June 2010 | 15 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 June 2010 | 15 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2010 | 15 March 2012 |