SFC Licences of TAM Kai Yi, Kelly 譚啟兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 16 December 2020 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 16 January 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 16 January 2018 | |
| OnePlatform Securities Limited 環一證券有限公司 | RE | 1 | 20 October 2017 | 30 December 2017 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 01 June 2017 | 27 September 2017 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 01 June 2017 | 27 September 2017 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 24 April 2015 | 11 May 2017 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 12 August 2013 | 11 May 2017 |
| BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 06 May 2013 | 24 June 2013 |
| BCT Financial Limited 銀聯金融有限公司 | RE | 1 | 06 May 2013 | 24 June 2013 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 06 October 2011 | 22 April 2013 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 June 2011 | 03 October 2011 |