SFC Licences of WONG Ching Man, Sarah 黃靜雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 04 April 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 20 July 2010 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 May 2010 | 04 April 2011 |