SFC licenceholder AVF123 SCOTT Julian Bowd

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 03 May 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 May 2018
Trafalgar Capital Management (HK) Limited RE [9] (Asset Management) 14 October 2014 31 December 2015
Morgan Stanley Hong Kong Securities Limited RE [2] (Dealing in Futures Contracts) 06 December 2010 07 June 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 02 July 2010 07 June 2012
Morgan Stanley Hong Kong Securities Limited RE [1] (Dealing in Securities) 02 July 2010 07 June 2012
Morgan Stanley Hong Kong Futures Limited RE [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 02 July 2010 06 December 2010