SFC Licences of MOK Nga Woon Shirley 莫雅媛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 19 December 2016 23 August 2019
CLSA Limited 中信里昂證券有限公司 RE 1 20 May 2010 21 June 2011