SFC Licences of MOK Nga Woon Shirley 莫雅媛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 December 2016 | 23 August 2019 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 20 May 2010 | 21 June 2011 |