SFC Licences of JOSHI Sumeet Sharad
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 December 2020 | |
| Merrill Lynch Far East Limited | RE | 2 | 03 August 2015 | 07 August 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 August 2015 | 07 August 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 04 May 2015 | 06 May 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 May 2015 | 06 May 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 25 April 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 June 2010 | 25 April 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 14 June 2010 | 20 August 2010 |