SFC Licences of WENHAM James Alexander Scott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 7 | 14 September 2020 | |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 1 | 14 September 2020 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 01 February 2019 | 05 November 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 22 January 2019 | 05 November 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 20 May 2010 | 29 December 2018 |