SFC Licences of ATKINSON James Anthony Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Myriad Asset Management Limited 萬方資產管理有限公司 | RE | 9 | 28 July 2014 | 16 July 2020 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 25 May 2010 | 29 April 2014 |
| UBS Securities Asia Limited | RE | 2 | 25 May 2010 | 29 April 2014 |
| UBS Securities Asia Limited | RE | 1 | 25 May 2010 | 29 April 2014 |
| UBS Securities Hong Kong Limited | RE | 1 | 25 May 2010 | 29 April 2014 |