SFC Licences of CHAN Kam Pui 陳錦培
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 6 | 20 February 2019 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 18 February 2019 | 20 February 2019 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 18 February 2019 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 18 February 2019 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 6 | 05 June 2018 | 25 January 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 07 October 2014 | 05 June 2018 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 20 May 2010 | 18 September 2014 |