SFC Licences of STEWART James Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 18 March 2014 | 09 August 2014 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 25 May 2010 | 17 January 2012 |