SFC Licences of LI Wang To, Marcus 李弘圖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Transfer Capital Investment Limited 中匯資本投資有限公司 | RO | 1 | 18 October 2018 | 28 April 2022 |
Honor Securities (HK) Limited 匯恆證券(香港)有限公司 | RO | 2 | 24 May 2018 | 28 September 2018 |
Honor Securities (HK) Limited 匯恆證券(香港)有限公司 | RO | 1 | 12 December 2017 | 28 September 2018 |
Honor Securities (HK) Limited 匯恆證券(香港)有限公司 | RE | 1 | 31 October 2017 | 12 December 2017 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 12 May 2016 | 20 October 2017 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 06 May 2011 | 22 April 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 06 May 2011 | 22 April 2016 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 24 May 2010 | 22 April 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 May 2010 | 22 April 2016 |