SFC Licences of LI Chi Lap 李智立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 02 December 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 02 December 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 10 May 2012 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 October 2011 | 02 December 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 July 2010 | 02 October 2017 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 31 May 2010 | 10 June 2010 |