SFC Licences of HO Kin Ching 何健程
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Funderstone Securities Limited | RO | 6 | 04 March 2019 | |
| Funderstone Securities Limited | RE | 6 | 20 February 2019 | 04 March 2019 |
| Cupola Capital Limited | RO | 6 | 08 August 2018 | 11 February 2019 |
| Cupola Capital Limited | RE | 6 | 26 January 2015 | 08 August 2018 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 31 May 2010 | 25 September 2010 |