SFC Licences of LIN Jiaxin 林佳欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UCAP Hong Kong Asset Management Limited RE 9 09 June 2023
UCAP Hong Kong Asset Management Limited RE 4 09 June 2023
UCAP Hong Kong Asset Management Limited RE 1 09 June 2023
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 18 April 2018 11 September 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 4 27 September 2017 11 September 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 1 27 September 2017 11 September 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 07 May 2014 23 July 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 07 May 2014 23 July 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 24 December 2010 25 September 2013
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 24 December 2010 25 September 2013
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 24 December 2010 25 September 2013
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 24 December 2010 25 September 2013
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 RE 2 21 October 2010 07 December 2010
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 1 06 July 2010 27 July 2010