SFC Licences of CHONG Chi Yan 莊至仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 24 October 2023 | |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 24 October 2023 | |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 30 August 2012 | 25 September 2022 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 18 June 2012 | 25 September 2022 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 11 January 2011 | 28 May 2012 |
Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 1 | 31 May 2010 | 02 January 2011 |