SFC Licences of CHONG Chi Yan 莊至仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Valuable Capital Limited 華盛資本証券有限公司 RE 2 24 October 2023
Valuable Capital Limited 華盛資本証券有限公司 RE 1 24 October 2023
Emperor Futures Limited 英皇期貨有限公司 RE 2 30 August 2012 25 September 2022
Emperor Securities Limited 英皇證券有限公司 RE 1 18 June 2012 25 September 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 11 January 2011 28 May 2012
Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 RE 1 31 May 2010 02 January 2011