SFC Licences of LIU Ka Yip, Thomson 廖嘉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 2 | 24 July 2014 | |
| Natixis Asia Limited | RE | 1 | 24 July 2014 | |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 08 June 2010 | 06 June 2014 |