SFC Licences of CHIAO Hsin 焦訢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Leonteq Securities (Hong Kong) Limited | RE | 4 | 01 December 2011 | 31 January 2015 |
Leonteq Securities (Hong Kong) Limited | RE | 1 | 01 December 2011 | 31 January 2015 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 2 | 24 May 2011 | 06 September 2011 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 24 May 2011 | 06 September 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 23 February 2011 | 06 September 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 23 February 2011 | 06 September 2011 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 08 June 2010 | 01 January 2011 |