SFC Licences of MOSS Simon Philip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 07 March 2014 | |
RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 | RE | 6 | 03 July 2012 | 01 November 2012 |
RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 | RE | 1 | 03 July 2012 | 01 November 2012 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 09 June 2010 | 05 May 2012 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 09 June 2010 | 05 May 2012 |