SFC Licences of MOSS Simon Philip

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 07 March 2014
RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 RE 6 03 July 2012 01 November 2012
RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 RE 1 03 July 2012 01 November 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 09 June 2010 05 May 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 09 June 2010 05 May 2012