SFC Licences of HE Dixi 何荻曦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 07 June 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 07 June 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 07 June 2022
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 6 01 November 2019 30 May 2021
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 16 August 2019 30 May 2021
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 16 August 2019 01 November 2019
Kingsway Capital Limited 滙富融資有限公司 RO 6 19 January 2018 12 July 2019
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 28 August 2015 12 July 2019
Kingsway Capital Limited 滙富融資有限公司 RE 1 28 August 2015 12 July 2019
Kingsway Capital Limited 滙富融資有限公司 RE 6 28 August 2015 19 January 2018
Alliance Capital Partners Limited 同人融資有限公司 RE 1 29 April 2014 07 August 2015
Alliance Capital Partners Limited 同人融資有限公司 RE 6 13 March 2014 07 August 2015
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 12 July 2010 08 April 2011