SFC Licences of MORGAN Daniel Gregory
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 03 February 2020 | 08 February 2020 |
| UBS Securities Asia Limited | RE | 4 | 29 January 2018 | 02 February 2018 |
| UBS Securities Asia Limited | RE | 4 | 07 June 2010 | 11 May 2016 |