SFC Licences of YAN Yan 閻彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
North Rock Capital Management (HK) Limited | RE | 9 | 06 December 2023 | |
Optimas Capital Limited 中庸資本有限公司 | RE | 9 | 16 July 2020 | 31 October 2023 |
Point72 Hong Kong Limited | RE | 9 | 25 October 2018 | 15 June 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 21 June 2012 | 30 June 2018 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 June 2012 | 30 June 2018 |