SFC Licences of KWAN Kai Yiu 關啟堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 | RE | 2 | 09 July 2021 | |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 09 July 2021 | |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 08 October 2018 | 16 June 2021 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 08 October 2018 | 16 June 2021 |
| Tianda Securities Limited 天大証券有限公司 | RE | 2 | 16 October 2014 | 22 September 2015 |
| Tianda Securities Limited 天大証券有限公司 | RE | 1 | 16 October 2014 | 22 September 2015 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 31 December 2010 | 14 January 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 31 December 2010 | 14 January 2012 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 2 | 29 June 2010 | 11 December 2010 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 1 | 29 June 2010 | 11 December 2010 |