SFC Licences of HE Chuan 何川
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 25 August 2020 | |
| UBS Securities Hong Kong Limited | RE | 6 | 19 November 2018 | 21 September 2019 |
| UBS Securities Hong Kong Limited | RO | 6 | 09 August 2018 | 19 November 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 09 August 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 09 June 2010 | 18 April 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 09 June 2010 | 18 April 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 09 June 2010 | 18 April 2012 |