SFC Licences of GILES Stuart William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 16 October 2019 | 17 September 2020 |
| Complus Asset Management Limited 金栢資產管理有限公司 | RE | 9 | 16 October 2014 | 21 June 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 25 June 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 June 2010 | 25 June 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 03 June 2010 | 05 September 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 03 June 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 June 2010 | 06 December 2010 |