SFC Licences of CHONG Siu Suet 莊小雪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RO 2 27 June 2018
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 1 27 June 2018
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 08 November 2013 27 June 2018
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 08 November 2013 27 June 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 18 June 2012 04 November 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 18 June 2012 04 November 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 20 January 2012 04 November 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 20 January 2012 04 November 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 06 May 2011 23 October 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 07 June 2010 23 October 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 07 June 2010 23 October 2011