SFC Licences of SHI Xiaofeng 施曉峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 5 02 March 2023
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 25 February 2021 02 March 2023
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 9 19 February 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 4 19 February 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 05 February 2021 19 February 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 23 November 2020 19 February 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 23 November 2020 19 February 2021
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 22 June 2012 14 September 2012
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 22 June 2012 14 September 2012
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 06 July 2010 07 June 2012
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 06 July 2010 07 June 2012