SFC Licences of GARG Nikhil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 10 March 2015 | 10 March 2015 |
| UBS Securities Asia Limited | RE | 1 | 11 June 2010 | 27 April 2011 |